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JOB SEARCH

Risk and Compliance Manager – Financial Markets

Seeking a Line 1 Risk and Compliance Manager to enhance risk maturity and compliance in the Markets division of a leading financial institution.

Mars Recruitment is seeking a Risk and Compliance Manager to join our client's Markets Risk & Compliance team. In this role, you will support the Line 1 Partner in strengthening risk and compliance maturity across the Markets division. You will play a key role in embedding best practices, enhancing organisational resilience, and ensuring compliance with regulatory requirements.



Key Responsibilities:

  • Implement Evidence-Based Compliance and Compliance by Design methodologies.
  • Conduct compliance assessments across regulatory obligations for the Markets division.
  • Support risk profile reviews and assessments, driving risk reporting automation.
  • Work with SMEs to develop risk management strategies and prioritise mitigation efforts.
  • Advise on risk and compliance issues, ensuring alignment with risk appetite.
  • Provide insights into business strategy and plans with a balanced, objective approach.


Key Requirements:

  • A minimum of 5 year's experience in Risk and Audit within Financial Markets.
  • Strong background in designing and testing controls through regulatory audits or assurance programs.
  • Ability to enhance organisational resilience in automated environments.
  • Technology driven with strong system usage experience.
  • Proven track record in stakeholder management and building strong relationships.
  • Expertise in risk assessments, control testing, and compliance reporting.
  • Ability to challenge the status quo and quickly grasp key concepts in a highly regulated environment.

Apply or reach out directly to abbey.lynch@marsrecruitment.com.au

Salary
AU$180000 - AU$190000 per annum + including super
LOCATION
Sydney CBD, Sydney, Australia
Job Type
Full-Time
Job Ref
BBBH31058_1741567648
Date Posted
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